Australian Securities and Investments Commission (ASIC) has charged a former financial adviser, John Vafiadis with two counts of carrying on a financial services business without an Australian Financial Services license (AFSL), according a statement issued by the commission. ASIC alleges that between January 2006 and February 2009, Vafiadis provided financial product advice and dealt in financial products. ASIC further claims…
Have a confidential tip? Get in touch [email protected]