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Lehman Brothers fallout continues

The Securities and Futures Commission (SFC) has issued a reprimand to Sun Hung Kai Investment Services (SHKIS) and fined it $4.5 million for failings relating to its sale of Lehman Brothers related equity-linked notes (ELNs) to its clients between May and August of 2008. The decision follows an investigation by the SFC which found that SHKIS had failed to perform…

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