Fewer regulatory breaches were discovered during on-site inspections conducted in 2018/19, suggesting the effectiveness of the “front-loaded” approach, according to Hong Kong’s Securities and Futures Commission (SFC). The SFC published, in its 2018-19 annual report, reviews on regulatory developments and enforcement actions during the year, highlighting that it saw successes in the enhancement of internal coordination and progression of its…
Fewer breaches observed during on-site inspections: SFC
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