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SFC bans Sun Hung Kai Investment Services representative for three years

The Securities and Futures Commission (SFC) has banned Leung Kam Yu from re-entering the industry for three years, from August 2012 to August 2015, on account of effecting transactions on a client’s account on a discretionary basis, without obtaining any written authorisation from the client between August and December 2010. As per the charges, Yu conducted unauthorised transactions in the…

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