The Securities and Futures Commission (SFC) has banned Leung Kam Yu from re-entering the industry for three years, from August 2012 to August 2015, on account of effecting transactions on a client’s account on a discretionary basis, without obtaining any written authorisation from the client between August and December 2010. As per the charges, Yu conducted unauthorised transactions in the…
SFC bans Sun Hung Kai Investment Services representative for three years
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