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SFC fines Credit Suisse HK$2.8 million for disclosure non-compliance

The Securities and Futures Commission (SFC) has reprimanded and fined Credit Suisse (Hong Kong) Limited and Credit Suisse AG (collectively known as CS below) HK$2.8 million for disclosure breaches. The SFC released its state of disciplinary action yesterday and announced that the two incidents occurred between 2016 and 2017. Both incidents were self-reported by CS and the bank has taken…

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