Text size

SFC rolls out licensing guidance for family offices and PE firms

The Securities and Futures Commission (SFC) on 7 January published two circulars to clarify licensing obligations for family offices and private equity (PE) firms operating in Hong Kong. In the circular on the licensing obligations of family offices, the regulator emphasised the “activity-based” nature of the licensing regime under the Securities and Futures Ordinance (SFO) and noted that family offices…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].