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CPYI agrees with SFC to repurchase Minibonds from clients at original value

The Securities and Futures Commission (SFC) has issued a reprimand to Core Pacific-Yamaichi International (CPYI) in respect to its internal systems and controls relating to Lehman Brothers-related structured products. The investigation of the SFC raised a number of concerns relating to adequacy of product due diligence on Lehman Brothers-related structured products before they were sold to clients, adequacy of training…

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