Text size

Hong Kong’s SFC bans former BNP Paribas WM relationship manager for 27 months

Hong Kong’s Securities and Futures Commission (SFC) has banned a former BNP Paribas Wealth Management (BNP Paribas WM) relationship manager from the industry for 27 months for making discretionary trades in an client account without obtaining written authorisation. The regulator said that Kim Bum Suk bought and sold investment products for a client account using pre-signed, blank client instruction forms…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]