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Hong Kong’s SFC bans former BNP Paribas WM relationship manager for 27 months

Hong Kong’s Securities and Futures Commission (SFC) has banned a former BNP Paribas Wealth Management (BNP Paribas WM) relationship manager from the industry for 27 months for making discretionary trades in an client account without obtaining written authorisation. The regulator said that Kim Bum Suk bought and sold investment products for a client account using pre-signed, blank client instruction forms…

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