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ASIC bans one financial adviser, charges another

The Australian Securities and Investments Commission (ASIC) has banned a former client adviser, Lim Theam Chye of Melbourne, from providing financial services for five years, according to a statement. Chye was an authorised representative with Patersons Securities between 2003 and September 2010. The banning follows concerns that Chye had engaged in market manipulation by arranging a crossing transaction on the…

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