Text size

Hong Kong SFC fines BEA HK$4.2 million for regulatory breaches

The Hong Kong Securities and Futures Commission (SFC) has fined Bank of East Asia HK$4.2 million for regulatory breaches. The Hong Kong regulator published an enforcement notice on Thursday regarding the fine against The Bank of East Asia, Limited (BEA). From 1 April 2003 to 15 December 2016, the Hong Kong lender had failed to segregate its client securities from…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].