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Hong Kong’s SFC clarifies exemptions policy for Type 9 licences

Hong Kong’s Securities and Futures Commission (SFC) will exempt licensed persons from having to take examinations to take on asset management activities when they have sufficient experience and if they complete additional training hours, the regulator clarified in a statement. The SFC said that a responsible officer (RO) who is licensed for Type 1 activities – dealing in securities – can…

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