Text size

PBs need further guidance on reporting investigative actions in licensing forms

While Hong Kong’s Securities and Futures Commission (SFC) has attempted to elaborate on the investigative actions that need to be reported in its revised licensing forms, private banks have voiced their desire for a more precise definition and still need to mull over what is practicable in order to achieve compliance, Herbert Smith Freehills told Asian Private Banker. In order to…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]