The Securities and Futures Commission (SFC) has announced the “full implementation” of the Manager-in-Charge (MIC) regime following a six-month transition period, according to a statement from the Hong Kong watchdog. The framework was implemented yesterday, as the Hong Kong Monetary Authority (HKMA) sent out a circular urging registered institutions (RIs) to submit their up-to-date management structure information and organisational charts…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

In this article

Subscriber Only Content

This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.

Login

Subscribe

Indispensable intelligence

Request for a free trial to Asian Private Banker today.

Need help? Please see our FAQ Guide or email [email protected]