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SFC “fully implements” MIC framework

Asian Private Banker - SFC and SEC enhance cross-border scrutiny

The Securities and Futures Commission (SFC) has announced the “full implementation” of the Manager-in-Charge (MIC) regime following a six-month transition period, according to a statement from the Hong Kong watchdog. The framework was implemented yesterday, as the Hong Kong Monetary Authority (HKMA) sent out a circular urging registered institutions (RIs) to submit their up-to-date management structure information and organisational charts…

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