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SFC’s new asset management regulation will “significantly impact” discretionary portfolio managers, said lawyer

Asian Private Banker - SFC and SEC enhance cross-border scrutiny

The Securities and Futures Commission (SFC) is closing a consultation on proposed changes to how discretionary portfolio managers will be regulated under the Fund Manager Code of Conduct and the SFC Code of Conduct. The changes have come after earlier proposals made by the SFC in November 2016 on enhancing the disclosure requirements on discretionary accounts, where amendments are scheduled to…

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