The upcoming thematic review on spread charges and fee disclosure will accelerate private banks’ record-keeping overhaul in customised trading agreements. The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) announced the commencement of a concurrent thematic review in the second half of this year to assess how intermediaries process spread charges and their disclosure of trading…
Upcoming thematic review in Hong Kong spurs overhaul of PB recording for bespoke deals

Have a confidential tip? Get in touch [email protected]