Text size

PBs must improve digital surveillance as regulators crack down

As regulators continue cracking down on proper sales conduct, private banks need to prioritise and digitalise their trade surveillance processes, industry professionals told Asian Private Banker. Trade surveillance is necessary in order to detect, prevent, and correct improper banking behaviour. For example, monitoring conversations between clients and their relationship managers through sampling checks is one way of ensuring proper sales procedures…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]