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    - HKMA guidance on loss-absorption products relaxes rules, stirs uncertainty16 July 2019
    - PBs can look to SFC expectations for remote onboarding to comply with HKMA rules15 July 2019
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Asian Private Banker - Private banks shy away from fully-digitalised onboarding

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PBs can look to SFC expectations for remote onboarding to comply with HKMA rules

In light of the "relatively broad" guidelines provided by the Hong Kong Monetary Authority (HKMA) on remote onboarding, Richard Mazzochi, ...

15 July 2019

Investments
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Surcharge hike on India’s rich sharpens focus on tax efficiency: Sanctum WM

In the wake of India's proposal to raise income tax surcharges on high net worth individuals (HNIs) in its latest ...

15 July 2019

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HKMA guidance on loss-absorption products relaxes rules, stirs uncertainty

16 July 2019

Fintech
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PBs can look to SFC expectations for remote onboarding to comply with HKMA rules

15 July 2019

Investments
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Surcharge hike on India’s rich sharpens focus on tax efficiency: Sanctum WM

15 July 2019

Regulations

HK, Mainland China conduct and culture regimes “vary significantly”: Synpulse

12 July 2019

Investments
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HKMA further extends suitability deadline for select products

11 July 2019

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Switzerland lags Asian finance centres in terms of regulatory proactivity

5 July 2019

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June Regulatory Round-up: New FAQs on suitability requirements; SFC fines Credit Suisse for disclosure misconduct; FATF releases HK AML evaluation

5 July 2019

Regulations

China to remove limits on foreign firm ownership earlier than expected

3 July 2019

Fintech
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SFC recognises fintech’s role in remote onboarding

2 July 2019

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PBs need further guidance on reporting investigative actions in licensing forms

28 June 2019

Regulations

FATF praises Hong Kong for “strong legal foundation”, suggests areas of improvement

27 June 2019

Fintech
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“Very strong” demand for cross-border testing platform of global regulatory group

26 June 2019

Industry
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India’s HNWIs gradually separate family, business wealth amid regulatory reform: Cyril Amarchand Mangaldas

21 June 2019

Regulations

Fewer breaches observed during on-site inspections: SFC

21 June 2019

Regulations

SFC fines Credit Suisse HK$2.8 million for disclosure non-compliance

20 June 2019

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New FAQs on HK suitability requirements a “positive development” for private banks

18 June 2019

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PBs must improve digital surveillance as regulators crack down

12 June 2019

Investments
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SFC releases thematic review on prime brokerage services

11 June 2019

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SFC fines Credit Suisse HK$2.8 million for disclosure non-compliance
20 June 2019
New FAQs on HK suitability requirements a “positive development” for private banks
18 June 2019
China to remove limits on foreign firm ownership earlier than expected
3 July 2019

New MAS rule sparks dispute between issuers and PBs on product classification
17 May 2019
Deutsche Bank WM has transformed onboarding into a competitive advantage: Nemali
5 June 2019
PBs adopt portfolio suitability approach to “take full advantage” of HKMA flexibility
20 May 2019

Banks struggle to implement SFC’s new due diligence requirements
28 January 2019
Tech-savvy private banks could benefit from regulatory scrutiny
24 January 2019
PBs worry SFC’s new suitability rules will “kill” execution-only business
21 February 2019

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