• Regulations
• Exclusive

Singapore accountability regime possibly more “operational heavy” than Hong Kong

The Individual Accountability and Conduct (IAC) regime implemented by the Monetary Authority of Singapore (MAS) might be more “operational heavy” ...

17 September 2020

• Alternatives
• Regulations
• Exclusive

Redomicile options, tax exemptions still on the way after Limited Fund Partnership launch

The Limited Partnership Fund regime provides a user-friendly option for private equity and venture capital firms to set up Hong ...

31 August 2020

• Regulations

SFC proposes risk-based AML rules to align with FATF comments

• Regulations

Hong Kong SFC fines BEA HK$4.2 million for regulatory breaches

• Regulations
• Exclusive

Singapore accountability regime possibly more “operational heavy” than Hong Kong

• Industry
• Regulations

PBoC’s new rules on financial holding companies aim to mitigate systemic risks

• Funds
• Regulations

SFC implements changes to the open-ended fund regime

• Regulations

FIs must embed strong culture of responsibility and ethical behaviour: MAS

• Regulations

HKEX narrows eligibility exemptions for state corporations issuing debt to professional investors

• Regulations
• Exclusive

August Regulatory Round-up: China opens bond market to foreigners; HK launches Limited Partnership Fund regime; HK security law may clash with US sanctions

• Industry
• Regulations

China’s bond markets to offer easier access to foreign institutional investors

• Investments
• Regulations

SFC removes all investment restrictions for private OFC funds

• Regulations

Citi obtains domestic fund custody licence in China

• Industry
• Regulations

DBS’s China securities JV receives regulatory approval

• Regulations

SFC bans ex-UBS client advisor for eight months

• Funds
• Regulations

SFC, CSRC approve two ETFs cross-listings

• Alternatives
• Regulations
• Exclusive

Redomicile options, tax exemptions still on the way after Limited Fund Partnership launch

• Regulations

SFC bans ex-CITIC RM for life

• Industry
• Regulations

Chinese banks’ shadow credit grows in 1H20, as AM regulations are shelved until 2021

• Regulations

China opens interbank bond market to foreign institutional investors