Australian Securities and Investments Commission (ASIC) has charged a former financial adviser, John Vafiadis with two counts of carrying on a financial services business without an Australian Financial Services license (AFSL), according a statement issued by the commission. ASIC alleges that between January 2006 and February 2009, Vafiadis provided financial product advice and dealt in financial products. ASIC further claims…
Australian financial advisor charged with advising without a license
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