Australian financial advisor charged with advising without a license

22 November 2010 | 1 minute read

Australian Securities and Investments Commission (ASIC) has charged a former financial adviser, John Vafiadis with two counts of carrying on a financial services business without an Australian Financial Services license (AFSL), according a statement  issued by the commission. ASIC alleges that between January 2006 and February 2009, Vafiadis provided financial product advice and dealt in financial products. ASIC further claims…

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