Heard on the street: Private banks need one compliance officer for every seven RMs

16 October 2012 | 2 minutes read

“A good ratio to aim for is to have one compliance officer for every six or seven relationship managers,” says one head of advisory at a private bank who goes on to admit that the ground reality is indeed very different. “When it comes to the smaller boutique private banks, it’s difficult to have a reasonably sized compliance team,” he…

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