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ASIC permanently bans financial advisor for misappropriating over AU$1million from clients

ASIC has permanently banned a financial adviser following surveillance by the corporate regulator which found he had misappropriated more than AU$1 million from his clients over a three month period. ASIC’s surveillance focused on the conduct of Shaun Daniel Fitzgerald while he was an authorized representative of Financial Planning Services Australia between 9 December 2008 and 29 June 2010.The surveillance…

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