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Despite clarifications, most PWM firms deem Professional Investor rules complex: PWM Report 2021

Regulatory complexity remains an area of concern for the private wealth management industry, with 61% of surveyed firms still finding the Professional Investor (PI) rules complex, despite the clarifications provided by the Hong Kong Securities and Futures Commission (SFC). The Private Wealth Management Association (PWMA) and KPMG China on Monday jointly released the sixth annual PWM survey, titled Hong Kong…

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