Text size

HKMA encourages banks to be flexible in assessing product tenor suitability

HKMA Asian Private Banker
The Hong Kong Monetary Authority

The Hong Kong Monetary Authority (HKMA) has published a circular, encouraging banks to adopt a more holistic approach and use “any methodology as appropriate” when assessing clients’ suitability based on their investment horizons. The circular urges authorised institutions (AIs) to take a “holistic approach” by matching investment products with “all the personal circumstances” of a customer when conducting suitability checks….

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]