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Risk management paramount for intermediaries: SFC

In the January 2020 edition of its compliance bulletin for intermediaries, the SFC emphasised the need for licensees in Hong Kong to put in place a sound risk governance structure in the face of stressed markets, volatility, and a deteriorating credit outlook. Managing liquidity risks “Elevated credit risks. Market uncertainty. Hard-to-sell assets. Massive redemptions. These are common characteristics of recent…

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