Amid an influx of newcomers to the market who are unfamiliar with the laws applicable to them, Hong Kong’s Securities and Futures Commission (SFC) plans to halt transgressions in the financial services industry before they become issues. Julia Leung, executive director of intermediaries at the SFC, says there is a growing number of Mainland Chinese stakeholders participating in the market…
SFC aims to “nip bad behaviour in the bud” with supervision and “front-loaded” regulation
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