Text size

SFC aims to “nip bad behaviour in the bud” with supervision and “front-loaded” regulation

Asian Private Banker - SFC and SEC enhance cross-border scrutiny

Amid an influx of newcomers to the market who are unfamiliar with the laws applicable to them, Hong Kong’s Securities and Futures Commission (SFC) plans to halt transgressions in the financial services industry before they become issues. Julia Leung, executive director of intermediaries at the SFC, says there is a growing number of Mainland Chinese stakeholders participating in the market…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]