The Securities and Futures Commission (SFC) has banned a former private banker from re-entering the industry due to fraudulent representations. Liu King Yee, a former securities service banker, has been slapped with a life ban after the Hong Kong court found her guilty of lying to three customers “about certain high return investment products”. The three customers paid Liu “‘large…
To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
Subscriber Only Content
This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.
Need help? Please see our FAQ Guide or email [email protected]
