The Securities and Futures Commission (SFC) has banned Jugurtha Harchaoui, formerly a managing director and senior trader at Merrill Lynch (Asia Pacific), from re-entering the industry for life, said the SFC in a statement. The disciplinary action follows an SFC investigation into mis-marking activities in a trading book in exotics options (the book) at Merrill Lynch. The SFC’s investigation found…
To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
Subscriber Only Content
This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.
Need help? Please see our FAQ Guide or email [email protected]
Have a confidential tip? Get in touch [email protected]
