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SFC lists intermediary misconduct and money laundering as enforcement priorities in 2018

The Securities and Futures Commission (SFC), which yesterday published its latest issue of ‘Enforcement Reporter’, will focus on intermediary misconduct, money laundering and mis-selling as enforcement priorities for 2018. “Intermediary misconduct is always on our radar and we adopt a holistic enforcement approach, focusing on failings which pose systemic risks,” the regulator stated in the report, which also outlined recent…

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