Demonstrating once again that it takes a serious view of the Know Your Client (KYC) procedures outlined in the Code of Conduct, the Securities and Futures Commission (SFC) has issued a reprimand to Quam Securities Company Limited (QSCL) and its responsible officer, Calvin Chiu Chun Kit for failing to adhere to these procedures. The SFC has fined them $1,000,000 and…
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