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August Regulatory Round-up: SFC fines UBS over multiple reg breaches; HK and SG regulators promote use of AML regtech; China strikes balance between inclusive growth and foreign investment

27 August 2021

In this round-up: SFC fines UBS over multiple reg breaches; Hong Kong and Singapore regulators promote use of AML regtech; China strikes balance between inclusive growth and foreign investment SFC fines UBS over multiple reg breaches The Hong Kong Securities and Futures Commission (SFC) fined UBS AG and UBS Securities Asia Limited (UBSSAL) a total of HK$11.55 million for breaches…

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