Court of Appeal says criminal procedures not applicable to SFC

29 November 2010 | 1 minute read

The Court of Appeal has allowed the Securities and Futures Commission’s (SFC) appeal against a decision of the Securities and Futures Appeals Tribunal (SFAT) and decided that criminal procedures are not applicable to SFC disciplinary proceedings.   On 19 March 2010, the SFAT altered the SFC’s decision to revoke the licence of Asser Li Kwok Keung and ban him for…

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