The Quarterly Report 2Q21 published by the Hong Kong Securities and Futures Commission (SFC) shows a significant increase in the number of investigations started compared to 2Q20. Over the course of April to June this year, the regulator disciplined four corporations and three individuals, imposing fines totalling HK$5 million. The enforcement in 2Q21 that carried the largest fine — HK$2.45…
To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
Subscriber Only Content
This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.
Need help? Please see our FAQ Guide or email [email protected]
Have a confidential tip? Get in touch [email protected]
