May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance

10 June 2019 | 3 minutes read

Over the course of May, Asian Private Banker reached out to banks and consultants who are increasingly preoccupied with diverging cross-border regulations, demanding misconduct reports, and an ever-increasing need to improve banking culture and conduct. Ashley Alder, CEO of the Securities and Futures Commission (SFC) and the chairman of the Board of the International Organisation of Securities Commissions (IOSCO), said inconsistent…

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