Hong Kong’s Securities and Futures Commission (SFC) has banned Pauline Ellen Cousins, a former managing director and responsible officer of Crown Asset Management, from re-entering the industry for life. Between 2002 and 2006, Cousins produced four false portfolio valuation summaries to a client, according to an SFC statement. The SFC states that the portfolio valuation summaries belonged to other clients…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Subscriber Only Content

This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.

Login

Subscribe

Indispensable intelligence

Request for a free trial to Asian Private Banker today.

Need help? Please see our FAQ Guide or email [email protected]