SFC licensing reform encourages bad apples to stay put

16 September 2019 | 3 minutes read
Photo by Samuel Zeller on Unsplash

The Securities and Futures Commission’s (SFC) licensing reform — implemented in February 2019 to prevent employees accused of misconduct from resigning and ‘rolling’ on — could encourage staff under investigation to stay put in order to wipe their slates clean, according to a partner at Simmons & Simmons. “If the individual is subject to an investigation within the last six months before…

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