SFC publishes consultation conclusions on refining professional investor (PI) rules

8 March 2011 | 2 minutes read

The Securities and Futures Commission (SFC) has published conclusions from 16 proposals it has received from market professionals on refining rules defining a professional investor (PI). The proposals aim to establish a more flexible, principles based approach to assessing whether a person qualifies as a high net worth professional investor. This approach involves allowing firms to utilize methods which are…

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