Text size

SFC’s new asset management regulation will “significantly impact” discretionary portfolio managers, said lawyer

Asian Private Banker - SFC and SEC enhance cross-border scrutiny

The Securities and Futures Commission (SFC) is closing a consultation on proposed changes to how discretionary portfolio managers will be regulated under the Fund Manager Code of Conduct and the SFC Code of Conduct. The changes have come after earlier proposals made by the SFC in November 2016 on enhancing the disclosure requirements on discretionary accounts, where amendments are scheduled to…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]