The SFC’s slippery classification of professional investors

12 July 2010 | 6 minutes read

Hong Kong’s Securities and Futures Commission has introduced new measures to the way intermediaries can treat professional investors (PI). As is the option of the commission, it did this by clarifying its Code of Conduct (which governs intermediaries) in May, by publishing a circular, to remind intermediaries that there is a subjective aspect to the classification of PIs. Previously, there…

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