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“You can’t say it’s too hard”: Small EAMs face giant compliance challenge

By Stanley Yupu Li , senior reporter | 10 June 2024 | 3 minutes read

Smaller external asset managers (EAMs) are facing a big compliance challenge as regulators in Asia ramp up scrutiny of the growing private wealth sector. While the EAM segment can offer attractive opportunities for private banks, the varying risk profile of these firms means banks have to deal with them very carefully, a senior executive at a private bank recently told…

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