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PBs using MiFiD II-compliant digi-tools to reduce suitability stress

Private banks scrambling to adapt their compliance workflows to suitability requirements set by Hong Kong regulators are turning to tech tools originally designed to address the European Union’s incoming Markets in Financial Instruments Directive II (MiFID II). Many industry players are drawing similarities between the Securities and Futures Commission’s (SFC) suitability requirements and the new proposal to strengthen suitability requirements…

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