Former UK-chief at UBS narrowly misses FSA charges of misconduct

By | 24 April 2012 | 1 minute read

The former chief executive for UBS’ wealth management division in the UK can heave a sigh of relief as he narrowly misses prosecution by the Financial Services Authority (FSA). John Pottage has avoided a £100,000 (US$160,000) fine after findings revealed a series of compliance problems in the business at the time he was at the helm. Legal proceedings have been…

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