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Clients of Commonwealth Financial Planning compensated as ASIC bans former financial adviser for seven years

ASIC has banned Don Nguyen, who was employed by Commonwealth Financial Planning (CFP) as an authorized representative between 1 October 2003 and 6 July 2009, from providing financial services for seven years for failing to comply with the financial services laws. Nguyen, as a representative of CFP gave inappropriate financial advice to clients, failed to provide statements and product disclosures,…

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