Text size

HKMA sets disclosure standards for transaction of non-SFO regulated products

HKMA Asian Private Banker
The Hong Kong Monetary Authority

The Hong Kong Monetary Authority has published guidance for authorised institutions (AIs) to disclose monetary benefits incurred when selling products that are not regulated by the Securities and Futures Ordinance (SFO). The circular, published on Friday, is in line with conclusions reached in the Security and Futures Commission’s (SFC) “Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency”, which highlights regulations…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].

Have a confidential tip? Get in touch [email protected]