Text size

Hong Kong regulators to review intermediaries’ spread charge policies in 2H20

In the second half of this year, the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) will be conducting a concurrent thematic review of spread charges and fee disclosure policies used by intermediaries, where there may be a conflict of interest between intermediaries and clients. The lack of fee disclosure compliance and instances of spread overcharge…

To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].