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Hong Kong SFC steps up investigations and enforcement in 2Q21

The Quarterly Report 2Q21 published by the Hong Kong Securities and Futures Commission (SFC) shows a significant increase in the number of investigations started compared to 2Q20. Over the course of April to June this year, the regulator disciplined four corporations and three individuals, imposing fines totalling HK$5 million. The enforcement in 2Q21 that carried the largest fine — HK$2.45…

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