A decade after the Global Financial Crisis, regulators over the world are tightening client protection measures, by enhancing regulatory structures and enforcement. Earlier this month, the comprehensive MiFID II regime went live Europe, and while the impact on Asia’s private banks is not expected to be substantial, specialists out of Luxembourg told Asian Private Banker that European-headquartered banks in Asia can…
January Regulatory Round-up: limited MiFID II impact in Asia; DPM fee transparency; enforcement updates
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