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SFC bans ex-UBS client advisor for eight months

The Hong Kong Securities and Futures Commission (SFC) has banned former UBS client advisor Masy Lo Mee Chi from the industry for eight months on the grounds of dishonest conduct, according to an announcement published on Monday. The SFC decided to sanction Lo for her attempt in July 2017 to mislead the trustee into believing that the trust settlor had…

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