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SFC bans former CICC investment consultant

Hong Kong’s Securities and Futures Commission (SFC) has slapped a four-month ban on Xu Tao, who will not be able to re-enter the industry from 11 October 2017 to 10 February 2018, according to a statement from the regulator. Xu was an investment consultant at China International Capital Corporation Hong Kong Securities Limited (CICC). The SFC found that Xu used…

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