Hong Kong’s Securities and Futures Commission (SFC) has slapped a four-month ban on Xu Tao, who will not be able to re-enter the industry from 11 October 2017 to 10 February 2018, according to a statement from the regulator. Xu was an investment consultant at China International Capital Corporation Hong Kong Securities Limited (CICC). The SFC found that Xu used…
SFC bans former CICC investment consultant
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