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SFC bans former UBS client advisor for life

The Securities and Futures Commission (SFC) has banned Tu Bing, former client advisor and associate director at UBS Global Wealth Management and Business Banking, from the industry for life, almost two years after he was convicted of bribery. In 2017, the District Court found Tu guilty of soliciting and accepting illegal commission payments of approximately HK$1.4 million and sentenced the…

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