In three months, SFC will enforce a new client suitability clause in Hong Kong. Will it impact the number of mis-selling claims? Will it change the way relationship managers (RMs) recommend products to their clients? Legal experts weigh in. The new clause, that seeks to formalise the product recommendation process, was first introduced in a circular from the SFC in…
To access this content, please click back to the home screen, then click “Menu” (bars in top left bars) and then “Login”.
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
To enquire for a free trial, please start here.
Need more help? Click here or email [email protected].
Subscriber Only Content
This article is available on a corporate subscription with Asian Private Banker. Please login or subscribe to view this content.
Need help? Please see our FAQ Guide or email [email protected]
Have a confidential tip? Get in touch [email protected]
